Roles of Regulatory Organization

The financial merchandise is an area that can be jolly rewarding or downright frightening. Investors allow their work extrusion out for them when trying to choose the right company to find in. With previous accounting scandals related to Enron, investors have to be unfeigned careful when investing their money. This is where federal agencies such as the U.S. Securities and banter relegation ( atomic number 16) and the Commodity Futures Trading Commission (CFTC) can help. The entropy and the CFTC try to protect investors from fraud and ignominious trade practices. thither are besides self regulatory organizations such as the National Association of Securities Dealer (NASD) and the saucily York Stock permute (NYSE). The NASD and the NYSE are private-sector provider of financial regulatory serve and strive to bring honor to the market and confidence to the investors. The pursuance paragraphs will look at the SEC and the NYSE, and explain the roles of these regulat ory bodies in the financial markets for Nike, Inc. and Oakley, Inc. The SECs main target area is to protect the investor and maintain the integrity in the securities market. The SEC believes in a simple and honest concept: all investors should have access to certain elementary facts about an investment in the beginning buying it. As a result, the SEC requires exoteric companies to give out financial and other information to the public. This process allows every soul the prospect to understand a company before investing in it. For example, every financial information on Nike, Inc. and Oakley, Inc. is on hand(predicate) for the public to view from income statements to statement of cash flows. The SEC is also amenable for other key participants in the securities world, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Again, the SEC is refer in the main with promoting disclosure of important information, If you w! ant to get a practiced essay, order it on our website: OrderCustomPaper.com

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